Revision of MaComp BT 8
BaFin implements ESMA guidelines on MiFID II compensation requirements With a revision of the Special Part 8 of…
DORA takes shape – first package of final RTS/ITS to DORA published
EU regulators have published the final versions of an initial set of four technical standards for operational resilience…
ESMA Consultation Paper: Guidelines on funds’ names using ESG or sustainability-related terms
On 18 November 2022, the European Securities and Markets Authority (ESMA) issued for consultation draft guidelines on funds’…
ESMA Guidelines for operating DLT market infrastructure under the DLT Pilot Regime
The European Securities and Market Authority (ESMA) has recently published final report on the DLT Pilot Regime (DLTR).…
Crypto-Asset White Paper under MiCAR
PDF format: Crypto-Asset White Paper under MiCAR General white paper requirement The issuers of crypto- assets…
Cross-border distribution of funds | ESMA guidelines on marketing communications
On 27 September 2021, BaFin announced that it is applying the guidelines on marketing communications published by ESMA…