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Browsing Tag

MiFID

4 posts
FFinTech
New Regulation on the Supervision of Shareholdings and its impact on practice | Dr Anna Izzo-Wagner, Anh-Vu Tran , Till-Christopher Otto from Annerton | Cover picture: Adobe Stock/Vitalii Vodolazskyi
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  • 7 minute read

New Regulation on the Supervision of Shareholdings and its impact on practice

  • byPayTechLaw-Team
  • 30. January 2023
On December 27, 2022, the so-called Third Regulation Amending the Regulation on the Supervision of Shareholdings (Regulation on…
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FFinTech
ESMA-Guidelines for operating DLT market infrastructure under the DLT Pilot Regime | Tamari Asatiani from Annerton | Cover picture: Adobe Stock/ld playing pilot Von Konstantin Yuganov
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  • 6 minute read

ESMA Guidelines for operating DLT market infrastructure under the DLT Pilot Regime

  • byTamari Asatiani,Alireza Siadat
  • 10. January 2023
The European Securities and Market Authority (ESMA) has recently published final report on the DLT Pilot Regime (DLTR).…
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IInvestment
Sustainability preferences and risks | ESG | Dr Joerg Streissle from Annerton | PayTechLaw
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  • 4 minute read

Sustainability preferences and risks

  • byDr. Jörg Streißle
  • 27. July 2022
A major player in the fight against climate change is the capital market. The transformation to a low-carbon,…
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BBanking
BaFin's latest adjustments to the MiFID conduct of business obligations | Dr. Anna Izzo-Wagner from Annerton | PayTechLaw | Cover picture: santiago-silver
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  • 7 minute read

BaFin’s latest adjustments to the MiFID conduct of business obligations

  • byDr. Anna L. Izzo-Wagner
  • 19. May 2022
According to the newly amended FAQ of the German Federal Financial Supervisory Authority (BaFin) on the MiFID II…
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