New Regulation on the Supervision of Shareholdings and its impact on practice
On December 27, 2022, the so-called Third Regulation Amending the Regulation on the Supervision of Shareholdings (Regulation on…
ESMA Guidelines for operating DLT market infrastructure under the DLT Pilot Regime
The European Securities and Market Authority (ESMA) has recently published final report on the DLT Pilot Regime (DLTR).…
Sustainability preferences and risks
A major player in the fight against climate change is the capital market. The transformation to a low-carbon,…
BaFin’s latest adjustments to the MiFID conduct of business obligations
According to the newly amended FAQ of the German Federal Financial Supervisory Authority (BaFin) on the MiFID II…